Kaon Investment Management (Pty) Ltd is a duly licensed Financial Services Provider in terms of FAIS (FSP No. 48460).  A copy of our license is available upon request.

Conflicts of Interest

Kaon Investment Management has adopted and implemented a conflict of interest management policy that complies with the provisions of the FAIS Act.

The conflict of interest management policy is available here. The conflict of interest management policy can also be obtained from the Company.

Indemnity Cover

Kaon Investment Management holds Professional Indemnity cover.

Compliance with the Financial Advisory and Intermediary Services ("FAIS") Act

Compliance with the FAIS Act is monitored by Independent Compliance Services (Pty) Ltd:
Office 9, Heritage Square, Cnr Gladstone & Vrede Streets, Durbanville, 7551
Telephone: 0219756597
e-mail: ics@complianceservices.co.za

Financial Intelligence Centre Act ("FICA")

In terms of FICA, Kaon Investment Management is an accountable institution. We are required to identify our prospective clients, verify the given information and keep records of the verifying documents. We are also obliged to report suspicious and unusual transactions that may facilitate money laundering to the authorities.

Complaints

Should you wish to pursue a complaint against a key individual or representative of Kaon Investment Management, you should address the complaint in writing. If you cannot settle your complaint with us, you are entitled to refer it to the office of the FAIS Ombud.

Ombud Contact Details

P.O. Box 74571, Lynnwood Ridge, 0040
Telephone: 0860324766
e-mail: info@faisombud.co.za
website: www.faisombud.co.za

Company Details

Kaon Investment Management (Pty) Ltd is an authorised Financial Services Provider, licensed in terms of the of the Financial Advisory and Intermediary Services Act, 2002 (FSP 48460).
You should note that there are risks involved in buying or selling any financial product, and past performance of a financial product is not necessarily indicative of the future performance. The value of financial products can increase as well as decrease over time, depending on the value of the underlying securities and market conditions.

Physical Address
1st Floor, Yellowwood House
Ballywoods Office Park
33 Ballyclare Drive
Bryanston
2191
Gauteng

Postal Address
P.O. Box 130102
Bryanston
2074
Gauteng

Telephone
+27 10 005 0833/4/5
Email
compliance@kaoncapital.com

Authorised FAIS Categories

CATEGORY I CATEGORY II – Discretionary FSP
Long-Term Insurance: Category B2 Long-Term Insurance: Category B2
Long-Term Insurance: Category C Long-Term Insurance: Category C
Securities and Instruments: Shares Securities and Instruments: Shares
Securities and Instruments: Money market instruments Securities and Instruments: Money market instruments
Securities and Instruments: Debentures and securitised debt Securities and Instruments: Debentures and securitised debt
Securities and Instruments: Warrants, certificates and other instruments Securities and Instruments: Warrants, certificates and other instruments
Securities and Instruments: Bonds Securities and Instruments: Bonds
Securities and Instruments: Derivative instruments Securities and Instruments: Derivative instruments
Participatory interests in Collective Investment Schemes Participatory interests in Collective Investment Schemes
Long-term Deposits Long-term Deposits
Short-term Deposits Short-term Deposits

Representatives

Luke Alers (Key Individual)

Lauren Madsen (Representative under supervision)

Gregory Ronaldson (Representative under supervision)

Conn O’Donoghue (Representative under supervision)

Contact Us

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Our online FX trading system allows importers and exporters to automate trading, payment and administration of cross border transactions in both Spot and Forward Exchange Contracts (FECs).

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Our online FX trading system allows importers and exporters to automate trading, payment and administration of cross border transactions in both Spot and Forward Exchange Contracts (FECs).

×

Our online FX trading system allows importers and exporters to automate trading, payment and administration of cross border transactions in both Spot and Forward Exchange Contracts (FECs).

×

Our online FX trading system allows importers and exporters to automate trading, payment and administration of cross border transactions in both Spot and Forward Exchange Contracts (FECs).

×

Our online FX trading system allows importers and exporters to automate trading, payment and administration of cross border transactions in both Spot and Forward Exchange Contracts (FECs).

×

Our online FX trading system allows importers and exporters to automate trading, payment and administration of cross border transactions in both Spot and Forward Exchange Contracts (FECs).

×